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I. INTRODUCTION. 1. From no later than October 2015 through July 2018, Defendants Chris A. Dantin. and Christopher D. Dantin, father and son, served as unregistered brokers on behalf of 1 Global. Capital, LLC (“1 Global” or “the Company”), a South Florida merchant cash advance company.
Mar 17, 2021 · Chris A. Dantin consented, without admitting or denying the allegations, to an injunction, disgorgement of $22,818.27 with prejudgment interest of $2,403.29, and a $30,000 civil penalty.
Dantin, age 70, is a resident of Baton Rouge, Louisiana. From October 2015 through April 2018, Dantin acted as an unregistered broker or dealer by selling the securities of 1 Global Capital LLC (“1 Global”).
Mar 18, 2021 · Both the Dantins and White agreed to settlements with the SEC, including injunctions; Christopher D. Dantin agreed to a disgorgement of almost $1.3 million, prejudgment interest of...
- Patrick Donachie
Mar 17, 2021 · SEC’s Unopposed Motion for Judgment in U. S. Securities and Exchange Commission v. Christopher D. Dantin and his father, Chris A. Dantin, both of Louisiana, at the U. S. District Court for the Southern District of Florida.
The Securities and Exchange Commission (the "Commission"), for its Complaint against Chris A. Dantin (CA Dantin) and Christopher D. Dantin (CD Dantin), alleges that they served as unregistered brokers on behalf of a South Florida merchant cash advance company.
Sep 13, 2022 · Unopposed MOTION to Approve Consent Judgment (Final Judgments) against Defendants Christopher D. Dantin and Chris A. Dantin by Securities and Exchange Commission. Responses due by 3/31/2021 (Levenson, Robert)
