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Oct 22, 2021 · Know about: What is insider trading?, Unpublished price-sensitive information, Who is an insider?, What are the effects of insider trading?
An insider is a person who is a part of the company whose stocks they are trading. They may or may not possess confidential non-public knowledge regarding the firm. What is Insider Trading? Insider trading can be either unlawful or legal, depending on when the trade is made and the laws of the country in which the trader is located.
- The trading plan refers to predetermined trading initiatives that an insider or UPSI can formulate to trade legally. This is used so that even such...
- UPSI refers to Unpublished Price Sensitive Information. This is any sensitive, non-public information about a firm that can greatly impact the perf...
- Only the Board of Directors of a firm can modify or change the code of insider trading if they deem it fit to alter the current code.
- The Compliance Officer will establish a trading period, known as the "Trading Window," during which the company's securities may be traded. Typical...
- Designated Individuals and their next of kin are banned from contacting directly or indirectly with any person or granting any access at any time,...
Sep 15, 2021 · The idea of prohibiting insider trading of securities was included into Section 195 of the Companies Act, 2013 (“The Act”) by virtue of its enactment. In order to reform the current capital market regulatory framework, SEBI replaced the 1992 regulations with the SEBI PIT Regulations, 2015.
- Rachit Garg
Jan 30, 2024 · Section 11 (2) of the Companies Act of 1956 prohibits insider trading. This was done to: Ensure equal opportunities are present for every participant in the market. Ensuring fairness and transparency in all transactions, Offering a free flow of information, Prevention of information symmetry.
Oct 8, 2020 · Clarifications on Insider Trading. Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto.
4 days ago · SEBI's recent amendments to insider trading norms include reducing the trading commencement period to 120 days, removing the mandatory 12-month trading requirement, setting clear price limits for trades, allowing trade splitting within specified durations, and requiring prompt compliance officer approval, all aimed at enhancing flexibility, transparency, and compliance in trading practices.
INTRODUCTION 01. 2. EXPLORING THE CONCEPT AND THE NECESSITY TO REGULATE 02. 3. REGULATING INSIDER TRADING – AN INDIAN PERSPECTIVE 04. I. . II. III. IV. V. Insider Trading in India 04. Prohibition on Insider Trading 04. Mechanisms to Prevent Insider Trading 12.
