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  1. May 31, 2024 · The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

  2. Firms | FCA. Home. Firms and individuals must be authorised or registered to carry out certain activities. See our information and resources for your firm. Quick links. Financial Services Register. RegData. FCA Handbook. Connect. Annual fees: online invoices. Authorisation: new to regulation. Topics. Tasks for regulated firms.

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  4. Dec 14, 2023 · 1. Search for the firm by name, or by using its firm reference number (FRN). 2. If the firm is authorised, check it has permission for the products and services you need, to reduce the risk of something going wrong. 3. Check the firm’s contact details and make sure they match the contact details you’ve been given.

  5. The Financial Conduct Authority is the conduct regulator for around 50,000 financial services firms and financial markets in the UK and the prudential supervisor for 48,000 firms.

  6. Nov 29, 2023 · We explain how you can order an extract of data from the Financial Services (FS) Register. We can provide either an extract of just the firms’ data, or firms’ and individuals’ data (this is an enhanced service with an additional fee). The Register Extract Service (RES) is a subset of data from the FS Register.

  7. Mar 13, 2023 · You'll need to assess and certify individuals as Directory Persons (DPs). Submit your DP data via our Connect portal. If you're submitting for fewer than 10 individuals, use our single user guide. Or, if you're submitting for 10 or more individuals, use our multiple add and multiple amend guides.

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  9. Search the FCA Benchmarks Register. Benchmarks Administrators. Third Country Benchmarks. More. Advanced Search. Who should use the register?

  10. Apr 27, 2023 · Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. An 'approved person' is someone who we approve to do one or more activities for an authorised firm. We call these activities 'controlled functions'.