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Mar 13, 2023 · Annual Directory Persons’ attestation. If your firm has submitted Directory Persons’ data to the FCA, this means your firm is subject to SUP 16.26.18-20 reporting requirements. These reporting requirements mean that all relevant firms must attest to the FCA that their Directory Persons’ data is up to date and accurate, if no changes have ...
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The Financial Conduct Authority is the conduct regulator for around 50,000 financial services firms and financial markets in the UK and the prudential supervisor for 48,000 firms
The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition ...
FCA Register Search. The FCA register is a publicly available list of all businesses and people in the United Kingdom regulated by the Financial Conduct Authority (FCA). The register is an important resource for both consumers and corporations in the financial services industry, providing transparency and accountability.
Oct 4, 2023 · Unfortunately, there are still firms that work without our authorisation. Check our Financial Services Register to find out if a firm is authorised. If you can’t find a firm on the FS Register, contact us on 0800 111 6768. Make sure you only deal with authorised firms.
Nov 29, 2023 · The Register Extract Service (RES) is a subset of data from the FS Register. This service forms part of our guide to the information publication scheme. The data can be ordered as follows: weekly or monthly subscription. a single, one-off copy. The RES can be provided via the web as a download/search facility (from our distribution partner ...
