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May 31, 2024 · The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
- Directory of Certified and Assessed Persons
You'll need to assess and certify individuals as Directory...
- Claims Management Companies
On 1 April 2019 the FCA will become the regulator of claims...
- Keeping Your Firm's Details up to Date
From 1 December 2023, all authorised firms, dual regulated...
- Helping People Access Cash
Our new powers to protect access to cash. The Treasury...
- Principals and Appointed Representatives
Search Search. Toggle navigation. Main navigation. About us....
- Developer Login
Developer Login - Financial Services Register | FCA
- Markets
Search Search. Toggle navigation. Main navigation. About us....
- Data Reporting Services Providers
An entity that provides a DRS is called a Data Reporting...
- Directory of Certified and Assessed Persons
Firms | FCA. Home. Firms and individuals must be authorised or registered to carry out certain activities. See our information and resources for your firm. Quick links. Financial Services Register. RegData. FCA Handbook. Connect. Annual fees: online invoices. Authorisation: new to regulation. Topics. Tasks for regulated firms.
Access the Financial Conduct Authority's NewRegister to search for firms, individuals, and bodies authorized by the FCA or PRA.
The Financial Conduct Authority is the conduct regulator for around 50,000 financial services firms and financial markets in the UK and the prudential supervisor for 48,000 firms.
Dec 14, 2023 · 1. Search for the firm by name, or by using its firm reference number (FRN). 2. If the firm is authorised, check it has permission for the products and services you need, to reduce the risk of something going wrong. 3. Check the firm’s contact details and make sure they match the contact details you’ve been given.
Mar 13, 2023 · You'll need to assess and certify individuals as Directory Persons (DPs). Submit your DP data via our Connect portal. If you're submitting for fewer than 10 individuals, use our single user guide. Or, if you're submitting for 10 or more individuals, use our multiple add and multiple amend guides.
People also ask
What if my firm has submitted Directory people's data to the FCA?
How can I order an extract of data from the FS Register?
How much does an FCA data download cost?
What is the FCA Transformation Programme & data strategy?
Nov 29, 2023 · We explain how you can order an extract of data from the Financial Services (FS) Register. We can provide either an extract of just the firms’ data, or firms’ and individuals’ data (this is an enhanced service with an additional fee). The Register Extract Service (RES) is a subset of data from the FS Register.
